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Senior Consultant, Investment Compliance
Senior Consultant, Investment Compliance Req. #: 13881 Department: Investment Administration Location: Montreal, QC CA Job Status: Permanent Full-time Grade: 08 Category: Accounting, Finance and Taxation Description: The primary responsibility of this position is to monitor that managed funds and corporate investments operate within the limits prescribed by their respective investment guidelines, regulations and corporate policies, and as such, to oversee the testing of investment advisor activity to identify potential regulatory and or policy violations. This position is also responsible to ensure that a systematic approach is applied for investment compliance monitoring for all funds and actively leads efforts to continuously expand or strengthen the department's capabilities to...
from Standard Life - 30+ days ago
