Company: Ocean 6 Investment Solutions Inc.
Job Type: Independent Advisor
About Ocean 6 Investment Solutions Inc.
Ocean 6 Investment Solutions is a robust, compliant dealer platform for entrepreneurial investment professionals. Operating as a registered Mutual Fund Dealer, we act as your principal dealer, providing the necessary regulatory infrastructure you need to service clients. This opportunity allows you autonomy in how you organize, service, and grow your practice, while operating within Ocean 6’s dealer platform, supervision framework, approved product shelf, and compliance standards.
The Opportunity
We are seeking a self-driven Independent Investment Advisor to manage an existing block of Ocean 6 clients, with capacity for future internal pipeline opportunities. For a motivated advisor, this is a rare opportunity to accelerate years of practice-building into a much shorter runway.
Responsibilities
Ocean 6 provides: dealer infrastructure, compliance supervision, approved product platform, original assigned client block, future pipeline opportunities, and basic operational support.
The advisor provides: client relationship management, disciplined follow-up, compliant advice, KYC/suitability execution, business development, and high-quality service.
- Independently handling client onboarding, continuous portfolio reviews, and daily relationship management.
- Maintaining strict personal adherence to provincial legislation, CIRO Rules, and Ocean 6 internal compliance policies.
- Building, developing, and maintaining long-term relationships with clients and growing their portfolios
- Putting the clients' interests and goals at the forefront of decisions for their portfolios’
- Regularly track portfolio performance and make adjustments as market conditions or the client's life circumstances evolve
- Comply with all applicable laws, rules and regulations, including those set forth by the federal and provincial authorities, security commission and the CIRO
Qualifications
- 2+ years of experience in an Investment Advisory or Wealth Management role
- You’re driven to succeed and are a self-starter, always curious to learn and grow
- A passion for giving exceptional service to clients and going above and beyond
- Exemplary communication with interpersonal skills
- Strong organizational skills with an attention to detail
- CIM, Canadian Securities Course (CSC) or equivalent
- E&O insurance coverage
Compensation & Fee Structure
Compensation will be based on an agreed revenue-sharing arrangement tied to eligible dealer generated revenue from assigned and self-sourced client relationships subject to Ocean 6 Investment Solutions policies, securities rules, and final written agreement.
Job Type: Full-time
Education:
- Bachelor's Degree (preferred)
Experience:
- Investment Advisory or Wealth Management: 2 years (required)
Licence/Certification:
- CIM, CSC, CFA or CFP (required)
Work Location: Remote
