Markham, On Compliance supervisor (registration), business integrity Jobs – 7 Openings This Week

Compliance Supervisor (Registration), Business Integrity
Questrade Financial Group —Toronto, ON
- $95,000–$105,000 a year
- Full-time
- Hybrid work
- Analysis skills
- Communication skills
Quick apply
Regional Director, Community Nursing-In office
Bloom Care Solutions —Vaughan, ON
- From $80,000 a year
- Weekends as needed
- Nursing
- Management
- Master's degree
Quick apply
Executive Coordinator
Children Believe Fund —Markham, ON
- $58,000–$70,000 a year
- Hybrid work
- Spanish
- Customer service
- Research
- Dental care
- Paid time off
Quick apply
Administrative and Finance Coordinator (PSA-6)
United Nations University —Richmond Hill, ON
- Contract
- ERP systems
- English
- Administrative experience
7d
Compliance Analyst (Brokerage)
moomoo —North York, ON
- Full-time
- Hybrid work
- Finance
- Analysis skills
- Financial services
Quick apply
5d
Administrator, Proposals
Aecon Group —Toronto, ON
- $50,000–$60,000 a year
- Microsoft Word
- Microsoft Excel
- SharePoint
- Tuition reimbursement
Director, Wealth Oversight Programs
Sun Life —Toronto, ON
- $110,000–$180,000 a year
- Full-time
- Bilingual
- English
- Master's degree
1d

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Regional Director, Community Nursing-In office
Bloom Care Solutions —Vaughan, ON
Minimum of 3–5 years in a senior leadership role within home and community care, home health care, or a related healthcare environment.
From $80,000 a year
Quick apply
Regional Director
Rehab First Inc. —Greater Toronto Area, ON
Valid driver's license and willingness to travel throughout the region. You'll play a key role in shaping the future of the region through leadership…
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Compliance Supervisor (Registration), Business Integrity
Questrade Financial Group —Toronto, ON
Working with stakeholders in the development and enhancement of products to ensure compliance with applicable laws and regulations; coordinate development and…
$95,000–$105,000 a year
Quick apply
Executive Coordinator
Children Believe Fund —Markham, ON
Valid driver’s license and occasional availability of own vehicle for business use; The Executive Coordinator provides executive-level administrative support to…
$58,000–$70,000 a year
Quick apply

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Compliance Supervisor (Registration), Business Integrity

Questrade Financial Group -
Toronto, ON

Quick apply

Job details

Full-time
$95,000–$105,000 a year

Qualifications

Analysis skills
CSC
Communication skills

Full job description

Questrade Financial Group (QFG), through its companies - Questrade, Questbank, Questrade Wealth Management, Community Trust Company, Zolo, and Flexiti, provides securities and foreign currency investment, professionally managed investment portfolios, mortgages, real estate services, financial services and more. We use cutting-edge technology to help Canadians become much more financially successful and secure.
At QFG, we combine human-centric collaboration with AI-driven innovation to redefine financial services. The ideal candidate will be a catalyst for change, using AI to transform and deliver unparalleled customer experiences and shaping a future where AI empowers our teams to do their best work.
Join our diverse, inclusive, and hybrid workplace to unleash your creativity and nurture your curiosity without limits. If you share this sense of infinite possibility, come shape your future at QFG.

What’s in it for you as an employee of QFG?

Health & wellbeing resources and programs
Paid vacation, personal, and sick days for work-life balance
Competitive compensation and benefits packages
Work-life balance in a hybrid environment with at least 3 days in office
Career growth and development opportunities
Opportunities to contribute to community causes
Work with diverse team members in an inclusive and collaborative environment

This job posting is for an existing vacancy.

We’re looking for our nextCompliance Supervisor (Registration), Business Integrity. Could It Be You?
The Supervisor, Business Integrity will work closely with other compliance teams and business units in conducting audits & testing ensuring reviews, monitoring, escalation and reporting is undertaken in accordance with documented policies and procedures. The Supervisor will act as the key subject matter expert on matters related to corporate and individual registration. The Supervisor will also be responsible for keeping up to date with regulatory changes across the enterprise and advising management in relation to employee and firm conduct requirements.
Need more details? Keep reading…
In this role, responsibilities include but are not limited to:

Working with stakeholders in the development and enhancement of products to ensure compliance with applicable laws and regulations; coordinate development and maintenance of supporting policies and procedures
Assisting and coordinating all regulatory reporting in a timely manner.
Preparing quarterly reports to the Questrade Group of Companies
Working with relevant business units to apply for registration with securities regulators and other lines of business as required.
Keeping our corporate registration profiles up to date; completing filings to regulators as needed.
Working closely with regulators and third parties to coordinate, prepare and manage audits, examinations and reviews.
Providing coaching/leadership to compliance officers and/or analysts
Acting as a key resource for business units of company and regulatory business conduct compliance requirements
Initiating communication that ensures a clear understanding of compliance standards required of employees and business units
Leading internal audits and reviews
Conducting employee supervision including assessment of violations
Recommending improvements to internal controls and business processes
Monitoring employee disclosures including assessment of outside activities, gifts & entertainment and conflicts of interest
Representing Compliance in internal/external committees and working groups
Maintaining internal policies and procedures and recommending changes to existing controls, as necessary.
Fostering a culture aligned to QFG purpose, values and strategy and role models QFG values and behaviours in all that they do.

So are YOU our next Compliance Supervisor (Registration), Business Integrity? You are if you…

Have in-depth knowledge of the Canadian securities industry, including SRO and CSA regulations
Have 5+ years industry experience
Have 3+ years related experience required preferably in a compliance or audit role
Have experience in Compliance Programs including administering formal audits
Have excellent verbal and written communication skills
Have ability to manage ambiguity
Have analytical and problem solving skills

Additional kudos if you…

Canadian Securities Course
Conduct & Practices Handbook Course
Branch Managers Course or Investment Dealers Supervisors Course

Compensation Information:

Base salary range: $95,000 - $105,000
The final compensation package will be commensurate with the successful candidate's experience, skills, and geographic location (Canada). It includes a comprehensive benefits plan and a competitive incentive (bonus) program for Full-Time Permanent roles.

Sounds like you? Click below to apply!
#LI-Hybrid
#LI-DB1

At Questrade Financial Group of Companies, with multiple office locations around the world, we are committed to fostering a diverse, inclusive and accessible work environment. This is an environment where individuals are treated with dignity and respect. Here, the unique skills and experience you bring will be valued. You will be supported and motivated, so that you can harness your unlimited potential. Our team reflects the diversity of the communities we serve and operate in. Having a collaborative and diverse team helps us push boundaries to bring the future of fintech into existence—not only for the benefit of our customers, but for those who build their career with us.

Questrade Financial Group of companies Applicant Tracking System utilizes artificial intelligence (AI) for application screening. The AI system operates on predetermined criteria, with final decisions subject to human review.

Candidates selected for an interview will be contacted directly. If you require accommodation during the recruitment/selection process, please let us know and we will work with you to meet your needs.

Quick apply

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compliance supervisor (registration), business integrity jobs in markham, on

Compliance Supervisor (Registration), Business Integrity

Regional Director, Community Nursing-In office

Executive Coordinator

Administrative and Finance Coordinator (PSA-6)

Compliance Analyst (Brokerage)

Administrator, Proposals

Director, Wealth Oversight Programs

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