Toronto, On Client advisor risk management Jobs – 636 Openings This Week

Counselor, Global Regulatory Compliance
Fiera Capital —Toronto, ON
- $100,000–$115,000 a year
- Full-time
- Hybrid work
- Bilingual
- English
- Finance
Family Success Manager 家庭支持顾问
InGenius Prep —Toronto, ON
- $55,000–$70,000 a year
- Full-time
- English
- Project management
- Bachelor's
Quick apply
Tangerine Advisor
Tangerine Bank —Toronto, ON
- Bilingual
- Sales
- Customer service
Client Success Associate (13 month contract) - Canada, Remote
Employment Hero —Toronto, ON
- $60,000–$65,000 a year
- Full-time
- Remote
- Computer Science
- Human resources
Quick apply
IA Centralized Client Service Associate
TD Bank —Toronto, ON
- $52,700–$74,400 a year
- Full-time
- Bilingual
- Bachelor's
- Paid time off
12d
Functional Lead – Client & Advisor Portal
BMO Financial Group —Toronto, ON
- $94,600–$176,000 a year
- Full-time
- Analysis skills
- Business
- Communication skills
- Tuition reimbursement
- Life insurance
5d
Client Service Advisor
Ontario Pension Board —Toronto, ON
- $95,000 a year
- Full-time
- Analysis skills
- Travel
- Communication skills
Banking advisor
National Bank of Canada —Toronto, ON
- $55,200–$66,900 a year
- Full-time
- English
- Analysis skills
- Wellness program
- Employee assistance program
Client Onboarding Manager- Assistant Vice President
Citi —Toronto, ON
- $88,240–$132,360 a year
- Full-time
- Hybrid work
- English
- Project management
- Presentation skills
20h
Director, Client Success (70313578)
Sodexo Canada Ltd —Etobicoke, ON
- $115,000–$135,000 a year
- Full-time
- Hybrid work
- CRM software
- Marketing
- English
Quick apply
7d
Privacy Advisor, Digital Health (Temporary opportunity)
TELUS —Toronto, ON
- $70,000–$120,000 a year
- Temporary
- Bilingual
- Computer science
- Computer Science
High Value Client Relationship Manager
Aviso Wealth —Toronto, ON
- $110,000–$130,000 a year
- Full-time
- Hybrid work
- Bilingual
- English
- Business development
- Dental care
Quick apply
Senior Communications Advisor, Media & Public Relations
Toronto Community Housing —Toronto, ON
- $107,358.63–$128,830.36 a year
- Weekends as needed
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
10d
Regional Supervisor
Canaccord Genuity Corp. —Toronto, ON
- $85,000–$95,000 a year
- Full-time
- Microsoft Office
- Organizational skills
Associate Director, Capital Markets & Payments Risk Advisory, AML and Sanctions - Toronto
Scotiabank —Toronto, ON
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
Senior Manager - SOC2 Audit
Accorian Assurance —Ontario
- $90,000–$100,000 a year
- Full-time
- Hybrid work
- Bachelor's
- In-person
- Accounting
Quick apply
7d
Manager, Business Compliance
BMO Financial Group —Toronto, ON
- $69,000–$129,000 a year
- Full-time
- Microsoft Office
- Presentation skills
- SharePoint
- Tuition reimbursement
- Life insurance
Technical Account Manager – Managed IT Services
System Architects Inc. —Toronto, ON
- $54,884.37–$114,207.92 a year
- Full-time
- Computer networking
- Organizational skills
- In-person
Quick apply
Apps Dev Tech Lead Analyst- Vice President - Mississauga
Citi —Mississauga, ON
- $120,800–$170,800 a year
- Full-time
- Oracle
- Computer Science
- Writing skills
4d
Operations Supervisor
TP Canada —Toronto, ON
- $47,000 a year
- Full-time
- Dental care

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client advisor risk management jobs near toronto, on

Counselor, Global Regulatory Compliance

Fiera Capital -
Toronto, ON

Apply Now

Job details

Full-time
$100,000–$115,000 a year

Qualifications

Bilingual
French
English
Finance
Bachelor's
Organizational skills
Business
Accounting
Communication skills

Full job description

At Fiera Capital

We invest in creating a culture of purpose that makes our people feel valued, cared for, seen, and heard. Our approach to employee experience is tailored to your needs and ambitions:

Your Inclusive Experience: We are committed to cultivating an inclusive, safe, and trusting work environment.
Your Growth & Empowerment: We have ambitious growth goals for our firm, which makes us a great place to advance your career.
Your Rewards & Recognition: We deeply value our people and their contributions and that’s reflected in our competitive compensation and benefits packages and our collaborative culture.
Your Wellness Your Way: We strive to create a healthy work environment and we offer programs designed to support our employees’ wellbeing.

What we are looking for:

Under the supervision of the Head, Global Enterprise Risk Management Program and Canadian Compliance, the Counsellor, Global Regulatory Compliance executes the Canadian client management compliance program, including AML/ATF oversight, screening & training, KYC, suitability & documentation oversight, and associated registrant training, monitoring & testing of client documentation, client complaints, client relationship disclosure information, requests from regulators and various surveillance activities, to ensure that the company honours its regulatory obligations.

Your responsibilities:

As part of their duties, the successful candidate will have the following responsibilities:

Execute monitoring & testing of controls related to the regulatory compliance obligations for dealing with clients.
Implement continuous improvement and remediation of identified control gaps.
Perform surveillance process related to client onboarding documentation, KYC & suitability to ensure that deficiencies are identified, including levying administrative consequences for significant/recurring issues.
Execute the client due diligence questionnaire process for compliance-related matters to ensure responses are accurate, complete and timely.
Complete the review and challenge of Canadian marketing collateral and social media posts to ensure alignment with internal policies and regulatory expectations.
Participate in regulatory requests and examinations, working effectively with stakeholders to ensure responses are accurate, complete and timely.
Assist with the creation and delivery of compliance-related employee training.
Perform various surveillance programs including sub-advisor due diligence, electronic communications and broker-related initiatives.
Collaborate in updating the compliance manual and related policies.

Must have requirements to be successful in this role:

Bachelor’s degree in a relevant discipline (finance, business administration, accounting, etc.);
Course work related to the securities or asset management industry;
At least five years of experience in a regulatory compliance (or similar) role, preferably in the investment management industry;
Knowledge of internal controls and testing methodologies and best practices pertaining to asset managers;
Ability to collaborate effectively with internal stakeholders, including business partners and senior management;
Understanding of the compliance and regulatory framework and industry best practices;
Ability to work independently and interact effectively with others;
Strong organizational skills and demonstrated ability to manage simultaneous priorities;
Ability to exercise diligence, diplomacy and discretion when dealing with confidential information;
Excellent oral and written communication skills in French and English.

Additional Information:

Fiera Capital adhère à un mode de travail hybride avec 4 jours par semaine au bureau.
The salary range for this position is $100,000 - $115,000. This salary range is for Ontario and may vary based on the candidate’s profile and experience.

#LI-Hybrid

For all positions in Quebec (Montreal and Laval), proficiency in French, both spoken and written, is mandatory. Working English proficiency is also required in order to serve our offices and clients around the world.

Fiera Capital subscribes to the principle of employment equity. Our staff is our most valuable asset, and our goal is to create an inclusive and equitable environment where everyone can achieve their true potential.

We are an Equal Opportunity Employer and do not discriminate against any employee or applicant for employment because of race, colour, sex, age, national origin, religion, sexual orientation, gender identity, status as a veteran, or on the basis of disability, genetic information or any other federal, state, or local protected class. Fiera Capital will not tolerate any form of discrimination or harassment.

All staffing decisions, including hiring and promotion decisions, will be based on merit, skills, performance, and business needs. We are pleased to receive applications from qualified individuals from a variety of backgrounds. Job applicants who are individually selected for an interview will be notified that accommodations are available upon request. If a selected participant requests accommodation, Fiera Capital shall consult with the applicant and provide, or arrange for the provision of, suitable accommodation in a manner that considers the applicant’s accessibility needs due to disability.

Please stay vigilant and never share personal or confidential information during this hiring process, unless it is through Mintz Global Screening, the secure platform we use to exchange such information. If in doubt, or if you think you have been a victim of fraudulent manoeuvres during your hiring process, please contact us.

Please note that job titles indicated in job postings may differ from internal job titles. Accordingly, offers of employment may not reflect job titles indicated in job postings.

We thank all applicants for their interest in a career with Fiera Capital. We will only contact those selected for an interview.

Apply Now

Refine Your Search

client advisor risk management jobs in toronto, on

Counselor, Global Regulatory Compliance

Family Success Manager 家庭支持顾问

Tangerine Advisor

Client Success Associate (13 month contract) - Canada, Remote

IA Centralized Client Service Associate

Functional Lead – Client & Advisor Portal

Client Service Advisor

Banking advisor

Client Onboarding Manager- Assistant Vice President

Director, Client Success (70313578)

Privacy Advisor, Digital Health (Temporary opportunity)

High Value Client Relationship Manager

Senior Communications Advisor, Media & Public Relations

Regional Supervisor

Associate Director, Capital Markets & Payments Risk Advisory, AML and Sanctions - Toronto

Senior Manager - SOC2 Audit

Manager, Business Compliance

Technical Account Manager – Managed IT Services

Apps Dev Tech Lead Analyst- Vice President - Mississauga

Operations Supervisor

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