Toronto, On Cim Jobs – 85 Openings This Week

Supervisor
Wellington-Altus Private Wealth Inc. —Toronto, ON
- $80,000–$120,000 a year
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
- Life insurance
Client Relationship Manager - Key Accounts
moomoo —Toronto, ON
- $75,000–$90,000 a year
- Full-time
- Microsoft Excel
- English
- Microsoft Office
Quick apply
Senior Wealth Associate (bilingual)
Fidelity Investments —Toronto, ON
- $105,000–$123,000 a year
- Full-time
- Hybrid work
- Bilingual
- Salesforce
- English
Managed Accounts Supervision Specialist, Private Wealth
BMO Financial Group —Toronto, ON
- $52,300–$96,600 a year
- Full-time
- Microsoft Excel
- Analysis skills
- Business
- Tuition reimbursement
- Life insurance
6d
Manager, Product Solutions
Scotiabank —Toronto, ON
- Microsoft Powerpoint
- Microsoft Excel
- Sales
Stratégistes de portefeuille (temps plein - contrat de 12 mois)
IG Wealth Management —Toronto, ON
- $128,000–$178,000 a year
- Full-time
- Hybrid work
- Microsoft Powerpoint
- Bilingual
- Microsoft Excel
- Paid time off
3d
Inside Sales Associate
Norrep Capital Management —Toronto, ON
- Sales
- Finance
- Presentation skills
Associate, Investments
BlazeSoft —Concord, ON
- Full-time
- Analysis skills
- In-person
- Communication skills
Senior Compliance Officer, Product - 12 Month Contract
Raymond James Financial, Inc. —Toronto, ON
- $80,000–$100,000 a year
- Full-time
- Customer service
- Analysis skills
- Associate's degree
- Employee stock purchase plan
- Tuition reimbursement
Multi-Asset Research Associate
Northern Trust Corp. —Toronto, ON
- Full-time
- Microsoft Powerpoint
- Microsoft Word
- Microsoft Excel
Director, National Accounts and Platforms
Manulife —Toronto, ON
- $85,000–$125,000 a year
- Full-time
- Finance
- Master's degree
- Bachelor's
- Disability insurance
- Dental care
4h
District Sales Associate
Mackenzie Financial Corporation —Greater Toronto Area, ON
- $47,000–$67,000 a year
- Full-time
- Hybrid work
- Sales
- No university degree
- Recruiting
- Dental care
- Paid time off
Wealth Advisor/Financial Planner
Fidelity Investments —Toronto, ON
- $100,000–$140,000 a year
- Full-time
- Remote
- Bilingual
- English
- Bachelor's
- Profit sharing
- Tuition reimbursement
Scotia Jarislowsky Fraser Wealth Associate - Toronto
Scotiabank —Toronto, ON
- Business development
- Business
- Accounting
Smart Utilities Senior Consultant
Capgemini —Mississauga, ON
- Engineering
- Finance
- SQL
- Disability insurance
- Dental care
20h
Portfolio Analyst, Overlay Management
BMO Financial Group —Toronto, ON
- $61,600–$113,900 a year
- Full-time
- Microsoft Excel
- Finance
- Analysis skills
- Tuition reimbursement
- Life insurance
7d
Staff Software Development Engineer
Equinix —Toronto, ON
- $88,000–$132,000 a year
- Full-time
- Azure
- Computer Science
- DevOps
- Designated paid holidays
- Employee assistance program
4d
Senior Operational Excellence Consultant (Contract)
Richardson Wealth Ltd —Toronto, ON
- $110,000–$120,000 a year
- Temporary
- Hybrid work
- Finance
- Analysis skills
- Bachelor's
Quick apply
4d
Configuration Management Specialist - CONTRACT
L3Harris Technologies —Toronto, ON
- $85,500–$115,000 a year
- Contract
- ERP systems
- Master's degree
- Analysis skills
Directeur ou directrice, programmes de surveillance, gestion de patrimoine
Sun Life —Toronto, ON
- $110,000–$180,000 a year
- Full-time
- Bilingual
- English
- Master's degree
7d

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Supervisor

Wellington-Altus Private Wealth Inc. -
Toronto, ON

Apply Now

Job details

Permanent
$80,000–$120,000 a year

Qualifications

Microsoft Powerpoint
Microsoft Word
French
Microsoft Excel
Microsoft Outlook
Microsoft Office
Finance
Analysis skills
Bachelor's
Organizational skills
Business
Chartered Financial Analyst
Communication skills

Full job description

Supervisor

Location: This posting is for an existing vacancy in Wellington-Altus’s Toronto or Calgary office.

Our Organization:

Founded in 2017, Wellington-Altus Financial Inc. (Wellington-Altus) is one of Canada’s Top Growing Companies* and the parent company to Wellington-Altus Private Counsel Inc., Wellington-Altus USA Inc., Wellington-Altus Insurance Inc., Wellington-Altus Group Solutions Inc., Independent Advisor Solutions Inc., and Wellington-Altus Private Wealth Inc.—the top-rated** investment dealer in Canada. With more than $50 billion in assets under administration and offices across the country, Wellington-Altus identifies with successful, entrepreneurial advisors and portfolio managers, and their high-net-worth clients.

* Report on Business 2025 rankings.

**Investment Executive 2026 Brokerage Report Card.

The Opportunity:

Reporting to the Associate Vice-President, Supervision, the Supervisor will be responsible for the supervision of WAPW activities to ensure the firm and its registrants continue to adhere to all regulatory requirements and internal policies and procedures. This position requires registration with the Canadian Investment Regulatory Organization (CIRO) of Canada.

Key Responsibilities Include:

Tier 1 Supervision & Risk Management:

Conducting due diligence on Tier 1 supervision activities, including the review and approval of daily, monthly, and quarterly trade reports; review NCAFs/KYC updates (including managed accounts); and assess and approve OM submissions.
Providing guidance and resolution related to compliance matters.
Participating in internal compliance reviews and/or external regulator reviews.
Assisting Advisor teams in resolving inquiries and addressing compliance issues quickly and accurately.

Training & Cross-Functional Collaboration:

Educating Registrants on compliance obligations and provide ongoing support regarding supervision and regulatory requirements.
Fostering strong, collaborative working relationships across Compliance, Supervision, Advisor teams, and corporate departments to promote a robust culture of compliance.
Participating in other compliance and supervision-related projects and initiatives as needed.

Process & Policy Improvements:

Staying informed of regulatory changes and maintain a strong understanding of internal policy and procedure updates within the firm and across the industry.
Identify opportunities to enhance the efficiency and effectiveness of the firm’s compliance and supervision systems.
Contributing to the continuous improvement of processes, ensuring alignment with CIRO rules and provincial securities legislation.

The Ideal Candidate Will Possess:

Bachelor’s degree in business administration, finance, or similar field of study, or equivalent combination of education and experience.
A minimum of 5 years of progressive experience with a CIRO member dealer, including 2 years in a compliance or supervisory role.
CIRO registration as a Supervisor.
Designation as Chartered Investment Manager (CIM) or Chartered Financial Analyst (CFA).
Proficiency in the French language would be considered an asset.
Knowledge of the regulatory framework in Canada, proficiency with CIRO rules and regulations and provincial securities legislation.
Proficiency with the MS Office suite, including Word, Excel, PowerPoint, Teams, and Outlook.
Demonstrate a high level of accountability, reliability, adaptability, and innovation in accomplishing day-to-day work and long-term goals.
Strong organizational skills, and attention to detail with the ability to prioritize effectively and handle multiple tasks in a high-volume, fast-paced work environment.
Strong written and verbal communication skills, with the ability to communicate effectively with both Advisors and Corporate staff.
Strong analytical, problem-solving skills, and demonstrating sound professional judgement with an ability to collaborate.
Exemplary interpersonal, influencing, and communication skills across multiple mediums (in-person, phone, virtual).
A high tolerance for ambiguity; highly adaptive and able to manage a large volume of competing priorities.
Strong critical thinking and written and verbal communication skills.
An ability to maintain the highest levels of confidentiality.

Compensation & Benefits:

Range $80,000.00 - $120,000.00 annually.

This range represents Wellington-Altus's expected range of compensation for this position. Actual compensation will vary and will be based on various factors, such as location, skills, experience, and qualification for the role. Compensation for part-time roles will be pro-rated based on number of hours regularly worked.

Wellington-Altus's total compensation package for employees may also include discretionary bonuses as well as other perks and rewards. Wellington-Altus also offers health insurance, accident and life insurance, and other unique benefits per location.

Conditions of Employment:

Must be legally eligible to work in Canada.
Must be able to travel anywhere in Canada up to 0 - 20% of the time.
A background check, satisfactory to the employer, may be required of the successful applicant prior to commencing employment.

Wellington-Altus Private Wealth is strongly committed to equity and diversity within its community and welcomes applications from women, racialized persons, Indigenous peoples, persons with disabilities, and persons of all sexual orientations and genders. All qualified individuals who would contribute to the further diversification of our organization are encouraged to apply.

If you require accommodation for the recruitment process, please let us know at the point of application.

To apply:

Click the Apply for This Job button to submit your resume, cover letter and salary expectations. You will be contacted if you are selected for an interview. Artificial Intelligence (AI) will be used to screen and assess candidates for this role. More information about working at Wellington-Altus can be found on our website at www.wellington-altus.com (http://www.wellington-altus.com/).

Apply Now

Refine Your Search

cim jobs in toronto, on

Supervisor

Client Relationship Manager - Key Accounts

Senior Wealth Associate (bilingual)

Managed Accounts Supervision Specialist, Private Wealth

Manager, Product Solutions

Stratégistes de portefeuille (temps plein - contrat de 12 mois)

Inside Sales Associate

Associate, Investments

Senior Compliance Officer, Product - 12 Month Contract

Multi-Asset Research Associate

Director, National Accounts and Platforms

District Sales Associate

Wealth Advisor/Financial Planner

Scotia Jarislowsky Fraser Wealth Associate - Toronto

Smart Utilities Senior Consultant

Portfolio Analyst, Overlay Management

Staff Software Development Engineer

Senior Operational Excellence Consultant (Contract)

Configuration Management Specialist - CONTRACT

Directeur ou directrice, programmes de surveillance, gestion de patrimoine

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