Toronto, On Regulatory compliance Jobs – 1466 Openings This Week

Counselor, Global Regulatory Compliance
Fiera Capital —Toronto, ON
- $100,000–$115,000 a year
- Full-time
- Hybrid work
- English
- Finance
- Bachelor's
- Employee stock purchase plan
Senior Compliance Officer - Regulatory & Advisory
BMO Financial Group —Toronto, ON
- $70,000–$150,000 a year
- Full-time
- Analysis skills
- Project management
- No university degree
- Tuition reimbursement
- Life insurance
Regulatory Compliance Associate
Pacific Smoke International Inc —Markham, ON
- $55,000–$62,000 a year
- Bachelor's
- Quality Control
- Communication skills
Quick apply
13d
Compliance Officer (Regulatory)
CIRO/OCRI —Toronto, ON
- $77,000–$90,000 a year
- Hybrid work
- Supervising experience
- Bachelor's
- Travel
Regulatory and Compliance - Associate
iCapital —Toronto, ON
- $80,000–$95,000 a year
- Full-time
- Microsoft Powerpoint
- Microsoft Word
- English
- Paid time off
- Vision care
Lab Supervisor
Confidential —Toronto, ON
- $80,000–$100,000 a year
- Full-time
- Writing skills
- Laboratory experience
- Analysis skills
- Dental care
- Vision care
Quick apply
Quality Assurance Coordinator (Food Industry)
Just Quality International Inc —North York, ON
- $60,000–$65,000 a year
- Full-time
- English
- Microsoft Office
- Travel
- Dental care
- Paid time off
Quick apply
Business Operations Unit Manager
IFDS Group —Toronto, ON
- $71,000–$90,000 a year
- Hybrid work
- Research
- Continuous improvement
- Team management
- Employee assistance program
9d
Property Tax Specialist
Fairstone —Toronto, ON
- $50,000–$60,000 a year
- Full-time
- Hybrid work
- English
- Microsoft Office
- Business
- Dental care
Regulatory Affairs Manager
Embassy Ingredients —Brampton, ON
- $70,000–$90,000 a year
- Full-time
- CRM software
- Databases
- Bachelor's
- Wellness program
- Disability insurance
2d
Manager, GBM AML Monitoring & Testing, Global AML
Scotiabank —Toronto, ON
- Finance
- Analysis skills
- Project management
3d
Senior Compliance Officer, CM Compliance Program Governance
BMO Financial Group —Toronto, ON
- $70,000–$150,000 a year
- Full-time
- Microsoft Powerpoint
- SQL
- Continuous improvement
- Tuition reimbursement
- Life insurance
4d
FSQA Lead
Amir Group of Companies —Brampton, ON
- $55,000–$65,000 a year
- Full-time
- Analysis skills
- Bachelor's
- Team management
Quick apply
Manager, Market Risk Oversight Compliance, Risk and Controls
BMO Financial Group —Toronto, ON
- $75,900–$141,900 a year
- Full-time
- Analysis skills
- Project management
- Training & development
- Tuition reimbursement
- Life insurance
Leasing Specialist
Menkes Developments Ltd. —Toronto, ON
- $50,000–$59,000 a year
- Weekends as needed
- Sales
- In-person
- Communication skills
- Disability insurance
- Dental care
Quick apply
Controller
Cromark International (automotive industry recruiters) —Vaughan, ON
- $70,000–$95,000 a year
- Full-time
- No university degree
- Budgeting
- Leadership
- Store discount
- Dental care
Quick apply
1d
Accounting Manager
Parklawn Group —North York, ON
- $90,000–$100,000 a year
- Management
- Finance
- Continuous improvement
- Dental care
- Paid time off
Quick apply
7d
Food Safety Culture & Compliance Specialist
Embassy Ingredients —Brampton, ON
- $70,000–$90,000 a year
- Full-time
- Bachelor's
- No university degree
- Quality Control
- Wellness program
- Disability insurance
Quick apply
Manager, AML/ATF Screening Models and Analytics, Global AML
Scotiabank —Toronto, ON
- Computer Science
- SQL
- Analysis skills
AML Compliance Manager
Pala Interactive Canada —North York, ON
- $100,000–$120,000 a year
- Full-time
- Hybrid work
- Microsoft Outlook
- Analysis skills
- Presentation skills
- Disability insurance
- Dental care
Quick apply
9d

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Counselor, Global Regulatory Compliance

Fiera Capital -
Toronto, ON

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Job details

Full-time
$100,000–$115,000 a year

Qualifications

French
Anti-money laundering monitoring
Anti-money laundering
English
Finance
Bachelor's
Continuous improvement
Organizational skills
Anti-Money Laundering and Anti-Terrorist Financing Regulations
Due diligence
Training & development
Business
Financial compliance & regulatory experience
Accounting
Communication skills

Full job description

Who We Are

Fiera Capital is a global independent asset manager with an entrepreneurial culture and a clear vision: to deliver disciplined, high-conviction investment solutions that create lasting value for our clients. From our Canadian roots to a global firm, we are defined by deep investment expertise, an ownership mindset, and enduring client partnerships.

Our actions are guided by our core values: we lead with integrity, think critically, act decisively, innovate with purpose, collaborate with intent, and adapt with agility.

We are committed to building a purpose-driven, performance-oriented culture where our employees are supported to grow, contribute, and excel.

What we are looking for:

Under the supervision of the Manager, Global Regulatory Compliance, the Counsellor, Global Regulatory Compliance executes the Canadian client management compliance program, including AML/ATF oversight, screening & training, KYC, suitability & documentation oversight, and associated registrant training, monitoring & testing of client documentation, client complaints, client relationship disclosure information, requests from regulators and various surveillance activities, to ensure that the company honours its regulatory obligations.

Your responsibilities:

As part of their duties, the successful candidate will have the following responsibilities:

Execute monitoring & testing of controls related to the regulatory compliance obligations for dealing with clients.
Implement continuous improvement and remediation of identified control gaps.
Perform surveillance process related to client onboarding documentation, KYC & suitability to ensure that deficiencies are identified, including levying administrative consequences for significant/recurring issues.
Execute the client due diligence questionnaire process for compliance-related matters to ensure responses are accurate, complete and timely.
Complete the review and challenge of Canadian marketing collateral and social media posts to ensure alignment with internal policies and regulatory expectations.
Participate in regulatory requests and examinations, working effectively with stakeholders to ensure responses are accurate, complete and timely.
Assist with the creation and delivery of compliance-related employee training.
Perform various surveillance programs including sub-advisor due diligence, electronic communications and broker-related initiatives.
Collaborate in updating the compliance manual and related policies.

Must have requirements to be successful in this role:

Bachelor’s degree in a relevant discipline (finance, business administration, accounting, etc.);
Course work related to the securities or asset management industry;
At least five years of experience in a regulatory compliance (or similar) role, preferably in the investment management industry;
Knowledge of internal controls and testing methodologies and best practices pertaining to asset managers;
Ability to collaborate effectively with internal stakeholders, including business partners and senior management;
Understanding of the compliance and regulatory framework and industry best practices;
Ability to work independently and interact effectively with others;
Strong organizational skills and demonstrated ability to manage simultaneous priorities;
Ability to exercise diligence, diplomacy and discretion when dealing with confidential information;

Additional Information:

Fiera Capital adheres to a hybrid working environment with 4 days in-office per week.
The salary range for this position is $100,000 - $115,000. This salary range is for Ontario and may vary based on the candidate’s profile and experience.

#LI-Hybrid

What we offer:

At Fiera Capital, we believe in investing in our people. Here are some of the benefits you can enjoy:

Wellness Account to support your physical, mental, and financial well-being.
Learning & Development support through reimbursement of eligible certifications and professional development programs.
Employee Share Purchase Plan (ESPP) with employer matching to help you build long-term financial value.
Performance-Based Rewards through competitive bonus and commission opportunities.
Telemedicine Access for convenient healthcare and mental health support.
Summer Schedule Program offering additional flexibility, including reduced Friday hours during the summer month

For roles based in Quebec (Montreal and Laval), proficiency in spoken and written French is required. A working knowledge of English is also necessary to collaborate with our global teams and clients.

At Fiera Capital, we believe our people are our greatest strength. We are committed to fostering an inclusive and equitable workplace where everyone can grow, contribute, and reach their full potential. We are proud to be an equal opportunity employer and welcome applications from candidates of all backgrounds. We do not tolerate any form of discrimination or harassment.

All employment decisions, including hiring and promotions, are based on merit, skills, performance, and business needs. Accommodations are available upon request throughout the recruitment process.

To protect your information, please note that Fiera Capital uses a secure platform to collect sensitive information during the hiring process.

We thank all applicants for their interest; however, only those selected for an interview will be contacted.

Apply Now

Refine Your Search

regulatory compliance jobs in toronto, on

Counselor, Global Regulatory Compliance

Senior Compliance Officer - Regulatory & Advisory

Regulatory Compliance Associate

Compliance Officer (Regulatory)

Regulatory and Compliance - Associate

Lab Supervisor

Quality Assurance Coordinator (Food Industry)

Business Operations Unit Manager

Property Tax Specialist

Regulatory Affairs Manager

Manager, GBM AML Monitoring & Testing, Global AML

Senior Compliance Officer, CM Compliance Program Governance

FSQA Lead

Manager, Market Risk Oversight Compliance, Risk and Controls

Leasing Specialist

Controller

Accounting Manager

Food Safety Culture & Compliance Specialist

Manager, AML/ATF Screening Models and Analytics, Global AML

AML Compliance Manager

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